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Essex Financial Services, Inc. CRD 127549
$4.17B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services, Inc. | Essex | CT | 09/2008 | Present |
1) Old Lyme Library, Board Member & Member of Finance Committee, Non-Investment related, Q1 2024, approx 3 hours during non-trading hours 2) Florence Griswold Museum, Board Member, Non-Investment Related, October 2025, approx 3 hours during non-trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-05 |
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