Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Clearing Services, Llc. | Frisco | TX | 02/2012 | 09/2024 |
| The Vanguard Group, Inc. | Plano | TX | 05/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 05/2026 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 05/2026 | Present |
| Unemployed | Frisco | TX | 01/2026 | 05/2026 |
| Unemployed | Frisco | TX | 09/2024 | 05/2025 |
| Ess | Frisco | TX | 05/2025 | 05/2025 |
| New Age Alpha, Llc | Frisco | TX | 07/2025 | 01/2026 |
| Ultimus Fund Distributors, Llc | Frisco | TX | 09/2025 | 01/2026 |
NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: FIDICUARY POSITION: LIMITED AGENT START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDICUARY DUTIES NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: FIDICUARY POSITION: LIMITED AGENT START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDICUARY DUTIES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: LIFE AND HEALTH POSITION: N/A START DATE: 05/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
Reach out to this advisor