Leo Poki Kauhini

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 11/2018
  Signator Investors, Inc.
  Honolulu, HI
• 11/2018 → 11/2023
  Royal Alliance Associates, Inc.
  Honolulu, HI
• 11/2023 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2018-11-02 → 2023-11-07
  Osaic Wealth, Inc.
  Honolulu, HI
  Honolulu, HI
• 2007-07-11 → 2018-11-02
  Signator Investors, Inc.
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) 09/11/2023 - PACIFIC WEALTH CONSULTING - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 09/11/2023 - Pacific Wealth Consulting - Non-Variable Insurance - Selling: Guardian- Fixed life/ Disability/ LTC - Investment related - 16 Hours per month - Start date: 11/2/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-19
• S63 Uniform Securities Agent State Law Examination
  2005-09-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant