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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-22 |
| IL | RA | APPROVED | 2019-02-12 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 12/2017 | 02/2019 |
| Unemployed | Highland Park | IL | 05/2009 | 12/2017 |
| Kass And Moses Pc | Northbrook | IL | 09/2017 | 12/2017 |
| Morgan Stanley | Deerfield | IL | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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