Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| UT | RA | APPROVED | 2007-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sandy | UT | 05/2007 | Present |
1. 11/13/2007: THINAIR FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/5/2013: BERKLEY J. HANKS - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 5% - NON-VARIABLE INSURANCE SOLICIATION. 3. 4/16/2013: IFD FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - TIME SPENT 10% - SOLICITATION OF VARIOUS TYPES OF NON-SECURITY INSURANCES. RESEARCH AND DESIGN WORK REGARDING VARIOUS ESTATE AND INSURANCE PLANS. 4. 4/29/2013 - APA FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 11/27/2013 - ThinAir Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6. 11/04/2024 - THINAIR BOYS INVESTMENTS LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Draper, UT - Start Date 01/01/2020 - 1 Hour Per Month/During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-12 |
Reach out to this advisor