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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| IA | RA | APPROVED | 1999-04-22 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Panora | IA | 12/1995 | Present |
| Total Financial Solutions | Panora | IA | 10/2009 | Present |
| Principal Securities Inc | Panora | IA | 03/2016 | Present |
***Fixed Insurance, Fixed life, fixed annuities, DI and LTC, 09/13/16. TOTAL FINANCIAL SOLUTIONS LLC POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/27/2023 ADDRESS: 6701 Westown Pkwy, Suite 200, West Des Monies IA 50266, United States DESCRIPTION: This is an update to a previously approved DBA. I am the founder/President. I will conduct an investment practice as outlined by stated duties in my DD713 contract. This LLC was created for tax purposes. I am the sole owner of this entity. I will not solicit other parties to invest.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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