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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-27
TN RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • MO RA
    APPROVED
    Since 2018-11-27
  • TN RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1381 Union University Dr, Jackson, TN 38305 • United States

1610 N Kingshighway Ste 205, Cape Girardeau, MO 63701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Jackson TN 02/2013 Present
Previous Registrations
  • 2004-03-18 → 2013-02-13
    Morgan Keegan & Company, Llc
    Jackson, TN
    Jackson, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-27
S63 Uniform Securities Agent State Law Examination 1993-09-30
  • S65 Uniform Investment Adviser Law Examination
    2018-11-27
  • S63 Uniform Securities Agent State Law Examination
    1993-09-30

View on SEC IAPD

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