Alexander David Swatzell

Current Employers

Employment History

• 01/2007 → 03/2023
  Marmo Financial Group, Llc
  Johnson City, TN
• 05/2023 → Present
  Ubs Financial Services, Inc.
  Johnson City, TN

Previous Registrations

• 2017-07-12 → 2023-04-05
  Marmo Financial Group, Llc
  Johnson City, TN

Other Businesses

1. LICENSED INSURANCE AGENT, NON INVESTMENT RELATED. JOHNSON CITY, TN; 06/2005; MINIMAL TIME SPENT; PARTICIPATE IN INSURANCE MEETINGS 2. OFFICIATING HIGH SCHOOL & COLLEGE LEVEL BASKETBALL GAMES SOLE PROPRIETOR, NON INVESTMENT RELATED. JOHNSON CITY, TN; 12/2006; 10-15 HOURS A WEEK (NOV-FEB.), NON DURING TRADING HOURS. 3. Sports Offical, I referee high school and college athletics, Proprietor / owner, I referee high school and college athletics, start date-12/1/2005, Johnson CityTNUnited States-37604 4. Southern Appalachian Ronald McDonald House Charities, Inc.The House is a not-for-profit organization that provides a temporary "home-away-from-home" for families whose children are receiving treatment for serious illnesses at area hospitals. The Southern Appalachian Ronald McDonald House commits to establishing an environment where families stay together and have the highest quality of life amidst the challenges they face.Member of a committee with management / supervisor functions, I serve on the finance committee, start date-1/1/2019, Johnson CityTNUnited States37604. Johnson City National Major Little League, Running a youth baseball league for area kids, Member of Board of directors, I serve as the treasurer for the board of directors, start date-4/1/2020, Johnson CityTNUnited States37601. Ronald McDonald House Charities, is the Global Headquarters for the charitable organization known as RMHC. We are also a 501 (c) (3) entity that provides support and resources to our network of over 260 local Chapter in more than 60 countries and regions around the world, Member of a committee with management / supervisor functions, I serve on the national advisory board for the national investment program for RMHC, start date-1/1/2019, Chicago IL United States-60607.

Exams

• S66 Uniform Combined State Law Examination
  2023-09-29
• S65 Uniform Investment Adviser Law Examination
  2008-05-12
• S63 Uniform Securities Agent State Law Examination
  2005-10-04

Designations

Other Names

• D J Swatzell
• Alexander D Swatzell