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Christopher Baggini

J.P. Morgan Securities LLC

New York, NY

CRD 2371806

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-03-19
  • NJ RA
    APPROVED
    Since 2018-03-19

Branch Locations

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 08/2017 Present
Cross Bridge Advisors Radnor PA 01/2017 08/2017
Unemployed Radnor PA 07/2016 12/2016
  • 08/2017 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 01/2017 → 08/2017
    Cross Bridge Advisors
    Radnor, PA
  • 07/2016 → 12/2016
    Unemployed
    Radnor, PA
Other Businesses

Entity Name: Applebrook Golf Club Investment related: Limited Partner Address: 1200 Malvern, PA Nature of the other business: golf club Position/Title/Relationship: LP Start Date: July 2000 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: no duties Entity Name: Project Lion Investment related: Limited Partner Address: 1129 Las Vegas, NV Nature of the other business: restaurant Position/Title/Relationship: LIMITED partner Start Date: June 2012 Approximate # of hours a month:0 Approximate # of hours during securities hours:0 Briefly describe your duties: no duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-16
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2018-03-16
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • Christopher Baggini
  • Christopher Ernest Baggini

View on SEC IAPD

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