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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 08/2017 | Present |
| Cross Bridge Advisors | Radnor | PA | 01/2017 | 08/2017 |
| Unemployed | Radnor | PA | 07/2016 | 12/2016 |
Entity Name: Applebrook Golf Club Investment related: Limited Partner Address: 1200 Malvern, PA Nature of the other business: golf club Position/Title/Relationship: LP Start Date: July 2000 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: no duties Entity Name: Project Lion Investment related: Limited Partner Address: 1129 Las Vegas, NV Nature of the other business: restaurant Position/Title/Relationship: LIMITED partner Start Date: June 2012 Approximate # of hours a month:0 Approximate # of hours during securities hours:0 Briefly describe your duties: no duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-11 |
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