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Ben David Dembin

A.G.P. / Alliance Global Partners

Boca Raton, FL

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-06
CA RA APPROVED 2024-09-05
CT RA APPROVED 2024-09-05
NY RA APPROVED 2024-09-05
FL RA APPROVED 2019-05-28
  • IL RA
    APPROVED
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-05
  • CT RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2024-09-05
  • FL RA
    APPROVED
    Since 2019-05-28

Branch Locations

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 08/2010 05/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2019
A.G.P. / Alliance Global Partners Boca Raton FL 05/2019 Present
Previous Registrations
  • 2010-08-26 → 2019-05-17
    Morgan Stanley
    Boca Raton, FL
    Delray Beach, FL
    Boca Raton, FL
  • 2006-07-10 → 2010-08-20
    Wells Fargo Clearing Services, Llc
    Delray Beach, FL
    Delray Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
S65 Uniform Investment Adviser Law Examination 1999-07-22
S63 Uniform Securities Agent State Law Examination 1993-07-07
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-22
  • S63 Uniform Securities Agent State Law Examination
    1993-07-07

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

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LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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