Best Investors Account Sign in

Christopher Carl Andersen

Ubs Financial Services Inc.

New York, NY

Madison, AL

CRD 2371344

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-04-01
  • AL RA
    APPROVED
    Since 2026-04-01

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Madison, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Asset Management (Us) Inc. Weehawken NJ 11/2020 04/2026
Ubs Financial Services Inc. Weehawken NJ 06/2012 07/2018
Ubs Financial Services Inc. Weehawken NJ 08/2018 10/2020
Ubs Financial Services Inc. Madison AL 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Designations
  • Chartered Financial Analyst
Other Names
  • Christopher Andersen
  • Christopher Carl Andersen

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor