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Steven Mark Perlman

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-05
AL RA APPROVED 2013-01-03
CA RA APPROVED 2013-01-03
IL RA APPROVED 2006-09-28
  • TX RA
    APPROVED_RES
    Since 2013-01-05
  • AL RA
    APPROVED
    Since 2013-01-03
  • CA RA
    APPROVED
    Since 2013-01-03
  • IL RA
    APPROVED
    Since 2006-09-28

Branch Locations

610 Central Avenue, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 12/1993 Present
  • 12/1993 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Other Businesses

PEARL MOTORS, INC., NOT INVESTMENT-RELATED, VICE PRESIDENT, SELL AND FINANCE USED CARS, DEVOTE 10 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1993-08-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1993-08-11

View on SEC IAPD

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NOEL ADAM COOPER
ZACHARY HAROLD WALTERS
LOUIS BURTON KLIEGER
BLAKE S SCIERA
HOWARD ROBERT KLIEGER
WYATT REED DOWLING
BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

More in Highland Park, IL

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