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Kevin R Griffin

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-08
CT RA APPROVED 2023-10-26
NY RA APPROVED 2023-10-26
  • TX RA
    APPROVED_RES
    Since 2023-11-08
  • CT RA
    APPROVED
    Since 2023-10-26
  • NY RA
    APPROVED
    Since 2023-10-26

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kgs-Alpha Capital Markets, L.P. New York NY 05/2016 09/2018
Bmo Capital Markets Corp. New York NY 09/2018 11/2018
Morgan Stanley New York NY 08/2023 Present
Hermtech Inc East Windsor CT 12/2018 05/2023
  • 05/2016 → 09/2018
    Kgs-Alpha Capital Markets, L.P.
    New York, NY
  • 09/2018 → 11/2018
    Bmo Capital Markets Corp.
    New York, NY
  • 08/2023 → Present
    Morgan Stanley
    New York, NY
  • 12/2018 → 05/2023
    Hermtech Inc
    East Windsor, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 1994-12-15
  • S66 Uniform Combined State Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    1994-12-15
Other Names
  • Kevin Richard Griffin

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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