Eugene Joeseph Rooney

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 11/2018
  Wells Fargo Clearing Services, Llc
  New York, NY
• 11/2018 → 07/2022
  Ameriprise Financial Services Inc
  New York, NY
• 08/2021 → 11/2022
  Fordham Prep
  Bronx, NY
• 12/2022 → 12/2023
  None
  Bronxville, NY
• 12/2023 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2018-11-30 → 2022-07-26
  Ameriprise Financial Services, Llc
  New York, NY
• 2008-06-27 → 2018-12-03
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
• 2002-05-08 → 2008-07-11
  Ubs Financial Services Inc.
  New York, NY
  New York, NY

Other Businesses

1. Trustee for Second to Die insurance policy for mother, Eugene and Maureen Rooney Trust dtd 06/15/1993, start date 11/01/2021. 2. Independent Agent - Outside Fixed Insurance Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-24
• S63 Uniform Securities Agent State Law Examination
  1993-10-19

Other Names

• Eugene Joseph Rooney
• Eugene Joeseph Rooney
• Eugene Rooney