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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2018-06-05 |
| FL | RA | APPROVED | 2016-08-15 |
| CO | RA | APPROVED | 2015-03-31 |
| PA | RA | APPROVED | 2011-04-08 |
| MI | RA | APPROVED | 2011-01-07 |
| MA | RA | APPROVED | 2009-05-29 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Newburgh | NY | 07/2008 | 04/2021 |
| Park Avenue Securities Llc | Newburgh | NY | 07/2008 | 04/2021 |
| Guardian Life Insurance | Newburgh | NY | 04/2021 | Present |
| Park Avenue Securities | Newburgh | NY | 04/2021 | Present |
1. SANDRA HANDLER-Insurance other than Guardian, Start: 11/01/1990, Address: 6 Old North Plank Road, Newburgh, NY 12550, 3 bus hrs per month, Investment related, 2) POA for mother, Start: 04/01/2021, Address: 17 Aldendell Court, Newburgh, NY 12550, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-07 |
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