Todd Henry Conklin

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2009-06-01 → 2012-10-17
  Morgan Stanley
  New York, NY
• 2002-10-07 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
  Boston, MA
  Boston, MA

Other Businesses

Diplomatic Reception Rooms / 2201 C Street, NW Washington,DC 20520 / Foundation/ Other The Fine Arts Committee was founded to maintain, grow and preserve the collection of early american heritage artifacts that are held within the Diplomatic Reception Rooms of the US Department of State. / This is a private sector non advisory role - see above for principal business. The funds that were raised to endow the foundation all came from private individuals. / Other / I am currently a member of the Fine Arts Committee for the Diplomatic Reception Rooms and they have asked me to be vice chairman of the Fine Arts Committee. All of the work is done by the employees of the Diplomatic Reception Rooms. / I have been asked to be vice chairman. My role would be to coordinate the meeting of the donors in the absence of the Chairman. The purpose of the meeting is to get an update on the work done by the employees of the DRR's. / Start Date 5/16/2017 / 2) NAME OF OTHER BUSINESS:Pine Glades HOA Association/ INVESTMENT RELATED?: N/ ADDRESS: Pine Glades Drive Jackson, WY 83001JacksonWY / NATURE OF THE BUSINESS: We discuss issues relevant to our HOA community. Who to use as the property manager are we abiding by the CC&R's. / POSITION:board member/ DUTIES:We discuss issues relevant to our HOA community. Who to use as the property manager are we abiding by the CC&R's. / START DATE: 12/15/2022/ HOURS DEVOTED TO BUSINESS: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-09
• S63 Uniform Securities Agent State Law Examination
  1994-03-24