Scott Soltau Rodabaugh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → 09/2025
  Avantax Investment Services, Inc.
  New York, NY
• 10/1993 → 09/2025
  Avantax Advisory Services
  New York, NY
• 10/1993 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  New York, NY
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  New York, NY

Previous Registrations

• 2021-07-13 → 2025-09-05
  Avantax Advisory Services
  New York, NY
  Seminole, FL

Other Businesses

1) Premiere Tax & Financial Svcs~121 W 27 Street, Suite 1003A~New York~NY~10001~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1995~80hrs~60hrs~Tax prep, manger. 2) CHELSEA 7TH CONDOMINIUM POSITION: Treasurer NATURE: as a board member and treasurer of the condominium of which I own property I review financial statements and approve invoices. Attend meetings and are involved in discussions about building finances. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 121 West 27th Street, Suite 1003A, New York NY 10001, United States DESCRIPTION: as a board member and treasurer of the condominium of which I own property I review financial statements and approve invoices. Attend meetings and are involved in discussions about building finances. 3) TAX MASTER FINANCIAL SERVICES CORP POSITION: Contractor NATURE: Elite Tax Service Inc. Will be providing Tax preparation Services to TaxMaster Financial Services Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/16/1923 ADDRESS: 1384 Broadway, Suite 1602, New York NY 10018, United States DESCRIPTION: Personal and Business Tax preparation. 4) Elite Tax Service, Inc.; President; Tax Preparation/Accounting; NIR; 01/01/2008; New York NY 10001; Manage and tax prep

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-08-13

Designations

• Certified Financial Planner

Other Names

• Scott Soltau Rodabaugh