Stephen Douglas Juter

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

1) MUNICIPAL BOND CLUB OF NEW YORK / NO ADDRESS NEW YORK, NEW YORK / PROFESSIONAL ASSOCIATION / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / SOCIAL / IS THIS AN INDUSTRY SECTOR ORGANIZATION? YES MUNICIPAL BOND CLUB / MEMBER OF BOARD OF DIRECTORS / PRESIDENT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 01/01/2005. /// 2) NAME OF OTHER BUSINESS: Coach Sports LLC / INVESTMENT RELATED?:No / ADDRESS: 46 Salter Place / NATURE OF THE BUSINESS: Education/ POSITION: Partner/ DUTIES: sports education, drills, practice plans, / START DATE: 4/5/2022 / HOURS DEVOTED TO BUSINESS: N/A /// 3) Sunset Drive LLC / Company / Lacrosse coaching and play tutorials. / Proprietor / owner / Run The Web site

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-23
• S63 Uniform Securities Agent State Law Examination
  1996-11-27

Other Names

• Stephen Douglas Juter
• Stephen Douglas Juter