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Edgar M Rudolph

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-08
TX RA APPROVED 2022-03-08
  • LA RA
    APPROVED
    Since 2022-03-08
  • TX RA
    APPROVED
    Since 2022-03-08

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New Orleans LA 04/2014 03/2022
Morgan Stanley Smith Barney Llc Mandeville LA 03/2022 Present
Morgan Stanley Private Bank, N.A New York NY 03/2022 Present
  • 04/2014 → 03/2022
    Ubs Financial Services Inc.
    New Orleans, LA
  • 03/2022 → Present
    Morgan Stanley Smith Barney Llc
    Mandeville, LA
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-02
S63 Uniform Securities Agent State Law Examination 1993-08-12
  • S65 Uniform Investment Adviser Law Examination
    1993-09-02
  • S63 Uniform Securities Agent State Law Examination
    1993-08-12
Other Names
  • Mason Rudolph
  • Edgar Mason Rudolph
  • Edgar M Rudolph Ii

View on SEC IAPD

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Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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