Best Investors Account Sign in

Stewart J Meggs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA

Coeur D'ALene, ID

Coeur D'ALene, ID

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-11-04
IN RA APPROVED 2022-11-04
TX RA APPROVED_RES 2011-02-22
CA RA APPROVED 2009-10-23
  • ID RA
    APPROVED
    Since 2022-11-04
  • IN RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED_RES
    Since 2011-02-22
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Coeur D'ALene, ID • United States

1221 W Emma Ave, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redondo Beach CA 10/2009 Present
Bank Of America,N.A. El Segundo CA 06/2011 Present
Previous Registrations
  • 1998-05-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Redondo Beach, CA
    Redondo Beach, CA
    Redondo Beach, CA
    Lakewood, CA
    Torrance, CA
    Lakewood, CA
    Redondo Beach, CA
    Long Beach, CA
    Hermosa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-31
S63 Uniform Securities Agent State Law Examination 1993-08-05
  • S65 Uniform Investment Adviser Law Examination
    1998-03-31
  • S63 Uniform Securities Agent State Law Examination
    1993-08-05
Other Names
  • Stewart Jonathan Meggs

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA

More in El Segundo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor