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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2022-06-03 |
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2019-01-02 |
| PA | RA | APPROVED | 2017-05-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2005 | 05/2017 |
| Wells Fargo Clearing Services Llc | Elmira | NY | 05/2017 | Present |
CHESAPEAKE ENERGY, INV RELATED, TOWANDA, PA, 100% OWNERSHIP, START 12/6/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, MINERAL RIGHTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-20 |
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