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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-03 |
| CA | RA | APPROVED | 2023-11-03 |
| CT | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| IL | RA | APPROVED | 2023-11-03 |
| IA | RA | APPROVED | 2023-11-03 |
| MN | RA | APPROVED | 2023-11-03 |
| MO | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
| WY | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | West Des Moines | IA | 10/2003 | 11/2023 |
| Insurance Agent | West Des Moines | IA | 10/2003 | Present |
| Stonebridge Financial Advisors | West Des Moines | IA | 10/2003 | Present |
| Osaic Wealth, Inc. | Laguna Beach | CA | 11/2023 | Present |
1. INSURANCE AGENT FOR VARIOUS INSURANCE CARRIERS...DBA STONEBRIDGE FINANCIAL ADVISORS 6139 ASHWORTH ROAD, SUITE 200, WEST DES MOINES, IA 50266-PRESIDENT. CORPORATE RIA - FSC SECURITIES CORPORATION. 2. CONDUCT INDEPENDENT RIA BUSINESS THROUGH DIVERSIFIED FINANCIAL ADVISORY GROUP 2/2011- SECURITIES RELATED. 3. STONEBRIDGE FINANCIAL ADVISORS POSITION: Independent Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1993 ADDRESS: 1820 NW 118th St, Suite 150, Clive IA 50325, United States DESCRIPTION: Insurance agent for various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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