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Richard Harold Wilson

A.G.P. / Alliance Global Partners

New York, NY

Hingham, MA

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-02
DE RA APPROVED 2025-03-17
MA RA APPROVED 2025-03-14
OR RA APPROVED 2025-01-17
LA RA APPROVED 2025-01-14
MD RA APPROVED 2025-01-13
MO RA APPROVED 2025-01-13
NE RA APPROVED 2025-01-13
FL RA APPROVED 2024-09-06
CA RA APPROVED 2024-09-05
CT RA APPROVED 2024-09-05
NY RA APPROVED 2021-09-08
NJ RA APPROVED 2021-05-14
  • AZ RA
    APPROVED
    Since 2025-04-02
  • DE RA
    APPROVED
    Since 2025-03-17
  • MA RA
    APPROVED
    Since 2025-03-14
  • OR RA
    APPROVED
    Since 2025-01-17
  • LA RA
    APPROVED
    Since 2025-01-14
  • MD RA
    APPROVED
    Since 2025-01-13
  • MO RA
    APPROVED
    Since 2025-01-13
  • NE RA
    APPROVED
    Since 2025-01-13
  • FL RA
    APPROVED
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-05
  • CT RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2021-09-08
  • NJ RA
    APPROVED
    Since 2021-05-14

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp New York NY 07/2014 05/2021
A.G.P. / Alliance Global Partners New York NY 05/2021 Present
Previous Registrations
  • 2014-07-28 → 2021-05-04
    Aegis Capital Corp.
    Paris
    New York, NY
    Paris
    Paris
    New York, NY
    New York, NY
  • 2005-07-15 → 2014-07-25
    Du Pasquier & Co., Inc.
    Paris
    Paris
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-19
S63 Uniform Securities Agent State Law Examination 2000-04-15
  • S65 Uniform Investment Adviser Law Examination
    2004-10-19
  • S63 Uniform Securities Agent State Law Examination
    2000-04-15
Other Names
  • Richard Harold Wilson

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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