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Amin James Raphael Rathle

Pnc Wealth Management LLC

Mobile, AL

CRD 2367419

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-05-04
  • AL RA
    APPROVED
    Since 2012-05-04

Branch Locations

7860 Airport Rd, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Mobile AL 04/2012 Present
  • 04/2012 → Present
    Pnc Investments
    Mobile, AL
Previous Registrations
  • 2007-03-16 → 2012-04-04
    Mobile, AL
    Mobile, AL
    Charlotte, NC
    Mobile, AL
  • 2007-02-13 → 2007-03-27
    Morgan Keegan & Company, Llc
    Mobile, AL
  • 2003-07-10 → 2007-02-13
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2000-08-24 → 2003-07-10
    Amsouth Investment Services, Inc.
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Semmes, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-06
S65 Uniform Investment Adviser Law Examination 1993-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06
  • S65 Uniform Investment Adviser Law Examination
    1993-09-10
Other Names
  • Amin J Rahtle

View on SEC IAPD

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