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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securites Inc. | Birmingham | AL | 08/2016 | 04/2021 |
| Compass Bank | Birmingham | AL | 08/2016 | 04/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2016 | 04/2021 |
| Bbva Wealth Solutions Inc. | Birmingham | AL | 08/2016 | 04/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2021 | Present |
| Regions Bank | Mobile | AL | 06/2021 | Present |
| Cetera Investment Advisers Llc | Mobile | AL | 07/2021 | Present |
1) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS 2) RESIDENTIAL LEASING OR PRIMARY RESIDENCE, .5HRS/WK, SAME AS REGISTERED LOCATION 3) BOARD MEMBER AT BOYS GIRLS CLUBS OF SOUTH ALABAMA, 1/HR/WK; 4) CO-MEMBERSHIP CHAIR OF NON-PROFIT IMPACT100 MOBILE, INCREASE/RETAIN MEMBERS, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 1993-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-10 |
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