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David Jonathan Rosenblum

Prophet Capital Asset Management

New York, NY

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Current Employers
Prophet Capital Asset Management

303 Colorado Street Ste 2050, Austin, TX 78701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-18
  • TX RA
    APPROVED
    Since 2009-11-18

Branch Locations

725 Fifth Avenue 22Nd Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prophet Capital Asset Management New York NY 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-17
S63 Uniform Securities Agent State Law Examination 1993-11-22
  • S65 Uniform Investment Adviser Law Examination
    2009-11-17
  • S63 Uniform Securities Agent State Law Examination
    1993-11-22

View on SEC IAPD

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COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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