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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-05 |
| TN | RA | APPROVED | 2004-10-26 |
Branch Locations
3102 West End Avenue Suite 700, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Nashville | TN | 10/2004 | Present |
1. Rogers Holding Co LLC; 772 Downing Ct, Brentwood, TN 37027; Owner; Manage rental properties; 02/23/2012; 2 Hours per Week; Not during securities trading hours; Investment-related. 2. P&L Properties, LLC; 772 Downing Ct Brentwood TN 37207; Rental Property; Co-Owner with wife; manage rental property; affiliation started 03/02/2017; 2 Hours per Month; Not during securities trading hours; Not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-09 |
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