Kam W. Ho

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → Present
  Royal Alliance
  Anaheim, CA

Previous Registrations

• 2009-03-12 → 2010-12-31
  Wise Steward Advisory Services, Inc.
  Yorba Linda, CA
• 2006-02-10 → 2006-12-31
  Wise Steward Advisory Services, Inc.
  Anaheim, CA

Other Businesses

1. WISE STEWARD INSURANCE SERVICES POSITION: Statutory Agent NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 10/25/2005 ADDRESS: 4883 E La Palma Ave, Ste 501A, Anaheim CA 92807, United States DESCRIPTION: Identify clients with insurance needs. Explain choices to them. Assist in filling out forms and submit to insurance agency. Deliver policies to client.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-03
• S63 Uniform Securities Agent State Law Examination
  2005-10-07