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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2000-05-19 |
Branch Locations
1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Coach, Supervise and teach boys basketball to complete in league play. Season run from November through February, Saint Louis School 3142 Waialae Avenue Honolulu, HI 96816, 11/1/2020, approx. 18 hrs. month, $1,200 annual comp. Trustee of mother's trust, 10/2015, no comp. 1 hr. month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-11 |
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