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James Anthony Pallitto

J.P. Morgan Securities LLC

Bernardsville, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-10-14
TX RA APPROVED 2014-10-14
  • NJ RA
    APPROVED
    Since 2014-10-14
  • TX RA
    APPROVED
    Since 2014-10-14

Branch Locations

54 Morristown Rd, Bernardsville, NJ 07924 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Somerville NJ 10/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S65 Uniform Investment Adviser Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28
Other Names
  • James Anthony Pallitto
  • James Anthony Pallitto

View on SEC IAPD

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