James Anthony Pallitto

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  J.P. Morgan Securities Llc
  Somerville, NJ

Previous Registrations

• 2009-10-02 → 2014-10-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bridgewater, NJ
• 2009-06-01 → 2009-10-05
  Morgan Stanley
  Short Hills, NJ
• 2007-11-21 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-19
• S63 Uniform Securities Agent State Law Examination
  2005-11-28

Other Names

• James Anthony Pallitto
• James Anthony Pallitto