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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-05 |
| CT | RA | APPROVED | 2022-06-30 |
| SC | RA | APPROVED | 2022-06-30 |
| FL | RA | APPROVED | 2022-01-04 |
| NY | RA | APPROVED | 2022-01-03 |
| NJ | RA | APPROVED | 2021-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Flanders | NJ | 08/2012 | 10/2016 |
| Jp Morgan Securities Llc | Mount Freedom | NJ | 10/2016 | 12/2018 |
| Jpmorgan Chase Bank | Mount Freedom | NJ | 10/2016 | 12/2018 |
| Ebay (Selling Auto Parts) | Stroudsburg | PA | 06/2017 | Present |
| Td Bank N.A. | Flanders | NJ | 07/2019 | 03/2021 |
| Td Private Client Wealth Llc | Bernardsville | NJ | 03/2021 | Present |
| Td Bank N.A. | Bernardsville | NJ | 03/2021 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: EBAY POSITION: OWNER START DATE: 6/7/2017 ADDRESS: 1142 Kensington Dr East Stroudsburg PA DETAILS: SELLING AUTO PARTS ON EBAY. HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-29 |
| S65 | Uniform Investment Adviser Law Examination | 2021-04-08 |
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
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