Douglas Shirley

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-03-25
IL	RA	APPROVED	2024-11-14
CT	RA	APPROVED	2024-11-12
FL	RA	APPROVED	2024-11-12
NY	RA	APPROVED	2024-11-12
PA	RA	APPROVED	2024-11-12
NJ	RA	APPROVED	2024-02-07

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Kenilworth, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade, Inc.	Short Hills	NJ	07/2010	12/2022
Charles Schwab And Co., Inc.	Kenilworth	NJ	12/2022	01/2024
Td Bank N.A.	Bernardsville	NJ	02/2024	Present
Td Private Client Wealth Llc	Bernardsville	NJ	02/2024	Present

2022-03-14 → 2024-01-30

Charles Schwab & Co., Inc.

Omaha, NE

Jersey City, NJ

Omaha, NE

Kenilworth, NJ

Austin, TX

Franklin, TN
2006-04-25 → 2023-09-07

Td Ameritrade Investment Management, Llc

Short Hills, NJ

Short Hills, NJ

Shrewsbury, NJ

Piscataway, NJ

Morristown, NJ

Kenilworth, NJ

Jersey City, NJ
2006-02-13 → 2022-10-14

Td Ameritrade, Inc.

Short Hills, NJ

Red Bank, NJ

Piscataway, NJ

Morristown, NJ

Short Hills, NJ

Kenilworth, NJ

Westlake, TX

Jersey City, NJ

San Francisco, CA
2004-10-20 → 2006-02-21

Banc Of America Investment Services, Inc.

Somerset , NJ
2003-10-15 → 2004-10-20

Quick & Reilly, Inc.

Carteret, NJ
2003-01-14 → 2003-06-06

Morgan Stanley Dw Inc.

Edison, NJ

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-11-06
S65	Uniform Investment Adviser Law Examination	2002-06-20

Other Firms