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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-02 |
Branch Locations
920 Barnes Mill Rd Suite C, Richmond, KY 40476 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Lexington | KY | 06/1993 | Present |
| Nylife Securities Inc. | Lexington | KY | 06/1993 | Present |
| Ridings Insurance And Financial Services, Ltd | Louisville | KY | 12/2004 | Present |
| Eagle Strategies Llc | Richmond | KY | 06/2006 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS UNDER THE DBA RIDINGS INSURANCE AND FINANCIAL SERVICES, LTD] [NYLARC; NYLARC; 210 PARK AVENUE 2ND FLOOR, FLORHAM PARK, NJ 07932; Start Date 07/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Bluegrass Area Development District - Tourism, Historic Preservation and Recreation Committee; Development of recreational opportunities (this can include RTP and LWCF grants), promoting tourist attractions and preserving the historic heritage of the Bluegrass region are the primary goals of THRAC.; 699 Perimeter Drive, Lexington, KY 40517; Start Date 07/2020; Role/Title: Committee Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; I am one of 3 members from my county and represent us and network with members from the other 16 counties to share information about the scope of projects here and in the region. Members vote on and provide input on grant requests to the larger BGADD;] [Battle of Richmond Association; provides activities for Battlefield Park in Richmond, KY, site of 2nd largest Civil War battle in KY.; 101 Battlefield Memorial Highway, Richmond, KY 40475; Start Date 01/2022; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; President - give guidance and preside over meetings and planning sessions] [Kentucky State NAIFA ; State NAIFA Board and President for 2024. NAIFA is national professional association and I've been a national member since 1993; will serve as State President in 2024.; 12730 Townepark Way, #202, Louisville, Kentucky 40243; Start Date 01/2024; Role/Title: President; Investment Related; 5 hours per month; 3 hours per month during securities trading hours][Kentucky Civil War Round Table; dedicated to preserving and presenting the history of the American Civil War; No office or permanent address; Start Date 04/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; newsletter editor][Kentucky Military History Museum ; The KMHM served as the state arsenal for over 100 years and as a Civil War era munitions factory. Today it houses important artifacts and hosts educational tours and events.; 125 East Main Street, Frankfort, KY 40601; Start Date 06/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 3 hours per month during securities trading hours; Board Member to represent the Richmond KY Battlefield Friends group (Battle of Richmond Association) and for facilitation of statewide and national Civil War and military history connections and dissemination of information]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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