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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-05-23 |
| AZ | RA | APPROVED | 2022-02-16 |
| TX | RA | APPROVED | 2022-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2021 | 05/2022 |
| Moody'S Investors Service | New York | NY | 08/2014 | 03/2018 |
| Unemployed | South Orange | NJ | 03/2018 | 12/2018 |
| Natural Resources Defense Council | New York | NY | 12/2018 | 12/2019 |
| Self-Employed | Plano | TX | 01/2020 | 11/2021 |
| Soulcooker, Llc | Orange | NJ | 04/2020 | Present |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 05/2022 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 12/2021 | 05/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SOULCOOKER, LLC NON-INVESTMENT-RELATED ADDRESS: ORANGE, NJ NATURE OF BUSINESS: RETAIL/SERVICE POSITION: OWNER START DATE: 4/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOT ACTIVE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-06 |
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