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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2018-10-16 |
Branch Locations
127 N Main St, Cortland, NY 13045-1225 • United States
3504 James St, Syracuse, NY 13206 • United States
Homer, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cortland | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cortland | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 3504 James StreetSyracuse, NY 13206, ,; ; / Multi-Family; 164 Main Street, , Cortland, NY, 13045; Not Investment-Related; 03/01/2022. Business Ownership; E & E Business Services LLC; Paying bills; Managing my business; 13526 State Rt 90 Locke, NY 13092, ,; Not Investment-Related; 02/15/2019; 1 to 9 hours per month; 0 during trading hours / E & E Farms; owner; Horse Ranch; 289 Grinnell RoadHomer, NY 13077, , Homer, NY, 13077; Not Investment-Related; 11/01/2013; 0 hours per month; 0 during trading hours. Board of Directors; Chadwick Residence; Board Member; 335 Valley Drive, , Syracuse, NY, 13207; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-09 |
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