Lawrence Bart Frankel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2022
  Morgan Stanley
  New York, NY
• 03/2022 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2016-02-01 → 2022-03-29
  Morgan Stanley
  New York, NY
  Morristown, NJ
  New York, NY
• 2008-01-02 → 2016-02-01
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  New York, NY
  Secaucus, NJ
  Weehawken, NJ
  Nashville, TN
• 2007-07-05 → 2007-09-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
• 2005-12-15 → 2007-06-11
  Citigroup Global Markets Inc.
  New York, NY
  New York City, NY
• 2002-07-31 → 2005-09-14
  Ameriprise Financial Services, Llc
  Paramus, NJ

Other Businesses

1. THREE RENTAL PROPERTIES, Investment related Yes; N North Bethesda MD; Rockville MD; West New York, NJ; Rental Properties; Sole Proprietor / Owner / Partner; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- .1; Little to no time is spent managing these properties and would consider any income from the properties to be passive. On average per year 4 hours is spent managing properties. 2) Titles of properties in spouses name / 17 Gristmill Lane (This is my primary residence)Upper Saddle RiverNew JerseyUnited States07458 / I own 3 residential rental properties. 2 in North Bethesda Maryland and 1 in West New York, NJ / Real Estate / Little to no time is spent managing these properties. During non-work hours approximately 4 hours a year is spent managing the properties. Management would include reaching out to a repair person if needed to correct an issue within one of the properties. / My involvement consists of reaching out to a repair person if needed to correct an issue within one of the properties. / My involvement consists of reaching out to a repair person if needed to correct an issue within one of the properties. / 1/1/2016 3)M$E F L E Trust ,Real estate holdings , NY United States , Trustee and sole bene of real estate, Start date 6/9/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-30
• S63 Uniform Securities Agent State Law Examination
  1993-10-15