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535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-01 |
Branch Locations
535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jonestrading | Greenwich | CT | 12/2004 | 01/2018 |
| Jones Trading | Greenwich | CT | 02/1995 | 01/2018 |
| Cannell & Spears Llc | New York | NY | 01/2024 | Present |
| Cannell & Spears Llc | New York | NY | 01/2024 | Present |
| Cannell & Co. | New York | NY | 03/2018 | 12/2023 |
David J. Mazzullo is a 25% owner of Macollo, LLC, which is a holding company that owns real estate, consisting of Hotel Dylan, the restaurant attached to the hotel, and a few surrounding homes; a 25% owner of Hotel Dylan LLC, which is the operating company of the Hotel; an 80% owner of RL BASZ LLC, a non-investment related business that invests in real estate opportunities. . These activities do not limit Mr. Mazzullo's time during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-22 |
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