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Shane Joseph Haag

Advisor.INvestments

Baton Rouge, LA

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Current Employers
Advisor.INvestments

4870 Bluebonnet Blvd. Suite B, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-07
MS RA APPROVED 2025-01-07
NE RA APPROVED 2025-01-07
LA RA APPROVED 2008-03-04
AL RA APPROVED 2008-02-29
TX RA APPROVED_RES 2008-02-20
  • FL RA
    APPROVED
    Since 2025-01-07
  • MS RA
    APPROVED
    Since 2025-01-07
  • NE RA
    APPROVED
    Since 2025-01-07
  • LA RA
    APPROVED
    Since 2008-03-04
  • AL RA
    APPROVED
    Since 2008-02-29
  • TX RA
    APPROVED_RES
    Since 2008-02-20

Branch Locations

4870 Bluebonnet Blvd. Suite B, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Strategies, Llc Baton Rouge LA 01/2005 Present
  • 01/2005 → Present
    Diversified Investment Strategies, Llc
    Baton Rouge, LA
Previous Registrations
  • 2006-09-22 → 2008-02-19
    Qa3 Financial Llc
    Baton Rouge, LA
    Omaha, NE
  • 2004-04-22 → 2006-10-02
    Securities America Advisors, Inc.
    Baton Rouge, LA
Other Businesses

HAAG FAMILY PROPERTIES, LLC NOT INVESTMENT- RELATED, 12237 EAST MILLBURN AVENUE, BATON ROUGE, LA 70815, RENTAL PROPERTY,MANAGING MEMBER, MARCH 2011, 1% OF TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-30
S65 Uniform Investment Adviser Law Examination 1994-10-07
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S66 Uniform Combined State Law Examination
    2006-11-30
  • S65 Uniform Investment Adviser Law Examination
    1994-10-07
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13

View on SEC IAPD

Other Firms

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RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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