Timothy Leo Schmidt

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 01/2021
  Td Ameritrade, Inc.
  Lexington, MA
• 10/2021 → 04/2023
  Wainwright Investment Counsel, Llc
  Boston, MA
• 10/2021 → 04/2023
  Wfs, Llc
  Boston, MA
• 01/2021 → 10/2021
  Unemployed
  Lexington, MA
• 04/2023 → Present
  Mercer Global Advisors Inc.
  Boston, MA

Previous Registrations

• 2021-12-23 → 2023-04-18
  Wainwright Investment Counsel Llc
  Boston, MA
• 2015-07-16 → 2021-01-11
  Td Ameritrade, Inc.
  Burlington, MA
  Peabody, MA
  Burlington, MA
• 2015-07-16 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Burlington, MA
  Peabody, MA
  Burlington, MA
  Burlington, MA
• 2013-12-09 → 2014-03-31
  Jantz Management Llc
  Medford, MA
• 2011-04-14 → 2013-01-02
  Jantz Management Llc
  Medford, MA
• 2004-01-12 → 2006-11-29
  Emerson Investment Management Llc
  Boston, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-07-10
• S65 Uniform Investment Adviser Law Examination
  2003-12-29

Other Names

• Timothy L Schmidt