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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-15

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Miami FL 12/2005 Present
Clearbridge Investments Llc Miami FL 12/2005 Present
Other Businesses

1. Pound Ridge Land Conservancy; Pond Ridge, NY; Beginning June 2011; investment related; approx. 6 hours per month no time during normal securities trading hours.; 2. Kosar Trust - Trustee; West Palm Beach, FL; Beginning 1/1/2026; Approx: 2 hour a month; no time during normal securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-27
  • S66 Uniform Combined State Law Examination
    2005-01-27

View on SEC IAPD

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