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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2009-03-11 |
| TX | RA | APPROVED_RES | 2009-03-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
KEVIN K.L. CHING, DDS; NOT INVESTMENT RELATED; DENTISTRY; RECEPTIONIST; START DATE 1/1/89; 32 HRS MONTH; 0 HRS DURING BUSINESS; DUTIES - ASSIST FRONT DESK WITH SCHEDULING PATIENTS; ACCOUNTS RECEIVABLE MAINTENANCE. CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; HONOLULU, HI; START DATE 2/16/2012; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-12 |
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