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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2014 | 04/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 04/2017 | 09/2024 |
| Jpmorgan Securities Llc | New York | NY | 04/2017 | 09/2024 |
| Roses Ever After | Alpine | NJ | 01/2018 | 04/2021 |
| Earthi Inc. | New York | NY | 08/2022 | 03/2023 |
| Wyos Consumer Products | New York | NY | 11/2022 | Present |
| Wells Fargo Clearing Services, Llc | New Yor | NY | 09/2024 | Present |
TRUSTEE FOR A FRIEND'S TRUST; INV RELATED;PURCHASE,NY; TRUSTEE; START DATE: 11/21/2000; 1 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE FOR A BROTHER'S TRUST; INV RELATED;PURCHASE,NY; TRUSTEE; START DATE: 03/06/2008; 1 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE FOR A BROTHER'S TRUST; INV RELATED;PURCHASE,NY; TRUSTEE; START DATE: 12/30/2002; 1 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE FOR A BROTHER'S INSURANCE TRUST ; INV RELATED;PURCHASE,NY; TRUSTEE; START DATE: 02/01/2001; 1 HRS PER MONTH; 0 HRS DURING TRADING; LEVI FAMILY IRREVOCABLE TRUST; INV RELATED;SCARSDALE,NY; TRUSTEE; START DATE: 04/18/1995; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-29 |
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