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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-12-06 |
| PA | RA | APPROVED | 2008-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caggiano Associates | Havertown | PA | 01/1982 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2008 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2008 | Present |
1) CAGGIANO ASSOCIATES INC, Havertown, PA, 09/1982, Owner, TAX ACCOUNTING/PREPARATION COMPANY, INV REL, 180 HR/MO, 32 Trading 2) Stephen f Caggiano, Havertown, PA, 01/2000, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 0 Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-01 |
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