Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
13831 Northwest Fwy Suite 350, Houston, TX 77040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 05/1993 | 11/2024 |
| Prudential Insurance Company Of America | Houston | TX | 05/1993 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 12/06/2024- Crump Insurance-Non-Variable Insurance-Selling term life insurance, fixed annuities, disability insurance and long term care insurance-HOUSTON, TX- INV related- start date- 10/03/1993- 5 HRS/MTH- 5 during trading 2) 08/21/2024- Guidance Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- Start date 06/16/2015- 160hrs/mnth-120hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
Reach out to this advisor