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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2014-10-07 |
Branch Locations
C-Centre@Raritan 1124 Route 202 S Suite B-14, Raritan, NJ 08869 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Raritan | NJ | 01/2006 | Present |
| Park Avenue Securities Llc | Raritan | NJ | 01/2006 | Present |
1. ADH 1124 LLC I am part owner on the building out of which we operate our business. Start: 11/01/2005 Address: 1124 Route 202 South, Suite B-14 Raritan , NJ 08869 1 Non bus hr per month Investment related. 2. New Millennium Financial Solutions, LLC I have an LLC that I use when I sell non Guardian insurance products. Start: 01/01/2002 Address: 1124 Route 202 S. Suite B-14 Raritan, NJ 08869 Hrs per month - Tot/Bus: 15/12 Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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