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Perry A Zeigler

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-12-02
TX RA APPROVED_RES 2014-12-02
  • CA RA
    APPROVED
    Since 2014-12-02
  • TX RA
    APPROVED_RES
    Since 2014-12-02

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Carmel Valley CA 12/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-27
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    1993-07-27
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Other Names
  • Garth Zeigler
  • Perry Allen Zeigler
  • Perry A Zeigler
  • Perry A A Zeigler

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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