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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-03-20 |
| RI | RA | APPROVED | 2003-03-31 |
Branch Locations
2348 Post Road Suite 6, Warwick, RI 02886 • United States
Newry, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2003 | Present |
| Medeiros Financial Services, Inc. | Warwick | RI | 03/2003 | Present |
1. Fixed insurance sales, as of 04/01/2003, 5% of time spent during business hours, conducted at branch location, investment related. 3. Owner, Medeiros Financial Services Inc., a private entity established to facilitate securities, advisory, and insurance business, as of 01/10/2003, 10% of time spent during business hours, conducted at branch location, investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
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