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Robert William Allen

Ameriprise Financial Services, LLC

Newark, DE

Wilmington, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-03
DE RA APPROVED 1998-01-01
  • TX RA
    APPROVED_RES
    Since 2015-09-03
  • DE RA
    APPROVED
    Since 1998-01-01

Branch Locations

200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States

Wilmington, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilmington DE 09/2005 Present
  • 09/2005 → Present
    Ameriprise Financial Services, Inc.
    Wilmington, DE
Other Businesses

Real Estate Ownership; Single Family; 10 Pelican Watch Way, , Kitty Hawk, NC, 27949; Investment-Related; 08/01/2025. Business Ownership; P Two P LLC; CFO/CEO; Consulting; 5195 West Woodmill Drive, #27, , Wilmington, DE, 19808; Investment-Related; 03/01/2016; 40 to 59 hours per month; 60 during trading hours / L & A Associates LLC; Property manager/owner of the buildings.; Real Estate; 5195 West Woodmill Dr, Suite # 27 & 28, , Wilmington, DE, 19808; Not Investment-Related; 06/01/1999; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; P Two P LLC; CEO / Managing Partner - CFO/CEO; ; 5195 West Woodmill Drive, Suite #27, , Wilmington, DE, 19808; Investment-Related; 01/01/2020; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-07-26

View on SEC IAPD

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