Seth Abraham Shimansky

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-10-25

NC RA
APPROVED

Since 2011-10-25

Branch Locations

339 Russ Ave, Waynesville, NC 28786 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

1037 W Patton Ave, Asheville, NC 28806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Weaverville	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Weaverville	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Weaverville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Weaverville, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-24
S65	Uniform Investment Adviser Law Examination	1995-08-15
S63	Uniform Securities Agent State Law Examination	1994-01-17

S66 Uniform Combined State Law Examination

2011-10-24
S65 Uniform Investment Adviser Law Examination

1995-08-15
S63 Uniform Securities Agent State Law Examination

1994-01-17

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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