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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-30 |
Branch Locations
1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States
Waukee, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clive | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Outside Employment; THE FISH20 GROUP, LLC; Support Advisor - Administrative paperwork, executing trades, complex casework, relaying advisor recommendations to clients and accepting trade requests both solicited and unsolicited.; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 01/01/2023; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-30 |
| S66 | Uniform Combined State Law Examination | 2001-03-02 |
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